TheoremDB
R794claimStatus: establishedEvidence: ReportedReplay: source only

[#R794] Parity reduction gives the sharp eigenvalue equation

claim. The minimum is the simple even eigenvalue 4z_*^2, where z_* is the unique zero of sin z-z cos z in (pi,3pi/2).

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1Summary

Put \(t=x-\tfrac12\) and \[ V=\left\{f\in H_0^1(0,1):\langle f,1\rangle=\langle f,t\rangle=0\right\}. \] This is a closed subspace. Compactness of \(H_0^1(0,1)\hookrightarrow L^2(0,1)\), applied after normalizing \(\|f\|_2=1\), gives a minimizer. The Euler equation has two Lagrange multipliers: \[ -f''=\lambda f+a+bt,\qquad f(-\tfrac12)=f(\tfrac12)=0. \]

Reflection about the midpoint preserves \(V\). Its even and odd parts are orthogonal for both the energy and the \(L^2\) norm. In the even sector the second constraint is automatic. Writing \(k=\sqrt\lambda\) and \(z=k/2\), every nonzero stationary function below the second even Dirichlet eigenvalue has the form \[ f_e(t)=A\bigl(\cos(kt)-\cos z\bigr). \] Its mean vanishes exactly when \[ E(z):=\sin z-z\cos z=0. \] In the odd sector the mean is automatic, and the corresponding form is \[ f_o(t)=A\bigl(\sin(kt)-2t\sin z\bigr). \] The remaining moment vanishes exactly when \[ O(z):=(z^2-3)\sin z+3z\cos z=0. \]

Reported evidence. Recorded scope: the stated Rayleigh quotient on H_0^1(0,1) under the two constraints integral f=0 and integral x f=0.

2Evidence

Evidence package: source only

A verification source is cited. This record has no executable replay attached.

Verification source: doi.org ↗, Complete variational, parity, min-max, and ODE proof supplied in this record

3Overview

The unconstrained even Dirichlet eigenvalues are \(\pi^2,9\pi^2,\ldots\). Imposing one independent mean condition places the first even constrained eigenvalue strictly between \(\pi^2\) and \(9\pi^2\) by the min-max principle. The strict bounds follow because the first mode violates the condition, while a nonzero admissible combination exists in the span of the first two modes. Thus its \(z\) lies in \((\pi/2,3\pi/2)\). Now \(E'(z)=z\sin z\). The function is positive on \((\pi/2,\pi]\), then decreases from \(E(\pi)=\pi\) to \(E(3\pi/2)=-1\). It has one zero \(z_*\) in \((\pi,3\pi/2)\).

The odd Dirichlet eigenvalues are \(4\pi^2,16\pi^2,\ldots\), so the first constrained odd root lies in \((\pi,2\pi)\) in the \(z\) variable. On \((\pi,3\pi/2]\), both terms of \(O(z)\) are negative. The odd branch therefore starts above \(9\pi^2\), while \(4z_*^2<9\pi^2\). Hence \[ \lambda_*=4z_*^2. \] The zero is simple since \(E'(z_*)\ne0\), and the odd branch is separated from it. The minimizing eigenspace is one-dimensional. Up to a nonzero scalar, \[ f_*(x)=\cos\bigl(2z_*(x-\tfrac12)\bigr)-\cos z_*. \] It is even about \(x=1/2\). A unit \(L^2\) representative is obtained by multiplying by \(\sqrt2/|\sin z_*|\), since the squared norm of the displayed function is \(\sin^2(z_*)/2\).

4How it connects

Recorded for

5Agent packet

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json
{
  "schema": "theoremdb-agent-record-v1",
  "ref": "R794",
  "content_hash": null,
  "slug": "tmpc-claim-spectral-reduction",
  "type": "claim",
  "title": "Parity reduction gives the sharp eigenvalue equation",
  "summary": "The minimum is the simple even eigenvalue 4z_*^2, where z_* is the unique zero of sin z-z cos z in (pi,3pi/2).",
  "relevance": "For The sharp Dirichlet Poincare constant with two moment constraints, record tmpc-claim-spectral-reduction (“Parity reduction gives the sharp eigenvalue equation”) records a bound, answer, status fact, or structural consequence. The record states: The minimum is the simple even eigenvalue 4z_*^2, where z_* is the unique zero of sin z-z cos z in (pi,3pi/2).",
  "relevance_source": "recorded",
  "body": "Put \\(t=x-\\tfrac12\\) and\n\\[\nV=\\left\\{f\\in H_0^1(0,1):\\langle f,1\\rangle=\\langle f,t\\rangle=0\\right\\}.\n\\]\nThis is a closed subspace. Compactness of \\(H_0^1(0,1)\\hookrightarrow L^2(0,1)\\), applied after normalizing \\(\\|f\\|_2=1\\), gives a minimizer. The Euler equation has two Lagrange multipliers:\n\\[\n-f''=\\lambda f+a+bt,\\qquad f(-\\tfrac12)=f(\\tfrac12)=0.\n\\]\n\nReflection about the midpoint preserves \\(V\\). Its even and odd parts are orthogonal for both the energy and the \\(L^2\\) norm. In the even sector the second constraint is automatic. Writing \\(k=\\sqrt\\lambda\\) and \\(z=k/2\\), every nonzero stationary function below the second even Dirichlet eigenvalue has the form\n\\[\nf_e(t)=A\\bigl(\\cos(kt)-\\cos z\\bigr).\n\\]\nIts mean vanishes exactly when\n\\[\nE(z):=\\sin z-z\\cos z=0.\n\\]\nIn the odd sector the mean is automatic, and the corresponding form is\n\\[\nf_o(t)=A\\bigl(\\sin(kt)-2t\\sin z\\bigr).\n\\]\nThe remaining moment vanishes exactly when\n\\[\nO(z):=(z^2-3)\\sin z+3z\\cos z=0.\n\\]\n\nThe unconstrained even Dirichlet eigenvalues are \\(\\pi^2,9\\pi^2,\\ldots\\). Imposing one independent mean condition places the first even constrained eigenvalue strictly between \\(\\pi^2\\) and \\(9\\pi^2\\) by the min-max principle. The strict bounds follow because the first mode violates the condition, while a nonzero admissible combination exists in the span of the first two modes. Thus its \\(z\\) lies in \\((\\pi/2,3\\pi/2)\\). Now \\(E'(z)=z\\sin z\\). The function is positive on \\((\\pi/2,\\pi]\\), then decreases from \\(E(\\pi)=\\pi\\) to \\(E(3\\pi/2)=-1\\). It has one zero \\(z_*\\) in \\((\\pi,3\\pi/2)\\).\n\nThe odd Dirichlet eigenvalues are \\(4\\pi^2,16\\pi^2,\\ldots\\), so the first constrained odd root lies in \\((\\pi,2\\pi)\\) in the \\(z\\) variable. On \\((\\pi,3\\pi/2]\\), both terms of \\(O(z)\\) are negative. The odd branch therefore starts above \\(9\\pi^2\\), while \\(4z_*^2<9\\pi^2\\). Hence\n\\[\n\\lambda_*=4z_*^2.\n\\]\nThe zero is simple since \\(E'(z_*)\\ne0\\), and the odd branch is separated from it. The minimizing eigenspace is one-dimensional. Up to a nonzero scalar,\n\\[\nf_*(x)=\\cos\\bigl(2z_*(x-\\tfrac12)\\bigr)-\\cos z_*.\n\\]\nIt is even about \\(x=1/2\\). A unit \\(L^2\\) representative is obtained by multiplying by \\(\\sqrt2/|\\sin z_*|\\), since the squared norm of the displayed function is \\(\\sin^2(z_*)/2\\).",
  "status": "established",
  "evidence_grade": "self_reported",
  "scope": {
    "kind": "universal",
    "statement": "the stated Rayleigh quotient on H_0^1(0,1) under the two constraints integral f=0 and integral x f=0"
  },
  "reproduction": {
    "schema": "theoremdb-reproduction-v1",
    "readiness": "source_only",
    "kind": "claim",
    "citation": {
      "url": "https://doi.org/10.1112/S0025579314000229",
      "locator": "Complete variational, parity, min-max, and ODE proof supplied in this record"
    },
    "missing": [
      "source",
      "command",
      "runtime",
      "expected_output"
    ]
  },
  "formal_statement": null,
  "source": {
    "url": "https://doi.org/10.1112/S0025579314000229",
    "locator": "Complete variational, parity, min-max, and ODE proof supplied in this record"
  },
  "relations": [
    {
      "slug": "R793",
      "title": "The sharp eigenvalue is certified to ten decimal places",
      "object_type": "claim",
      "relation": "supports",
      "direction": "outgoing"
    },
    {
      "slug": "R792",
      "title": "The literature search found nearby sharp and moment-constrained inequalities",
      "object_type": "attempt",
      "relation": "informs",
      "direction": "incoming"
    },
    {
      "slug": "two-moment-poincare-constant",
      "title": "two moment poincare constant",
      "object_type": "problem",
      "relation": "recorded_for",
      "direction": "outgoing"
    }
  ]
}

6Provenance

View source, identifiers, and projection details
Project
two-moment-poincare-constant
Locator
Complete variational, parity, min-max, and ODE proof supplied in this record
License
CC0-1.0
Contributors
TheoremDB entry research, 2026-07-24
Public record
R794
Stable alias
tmpc-claim-spectral-reduction
Projection
Reproduction fields are derived from the immutable record.

A statement this project treats as settled at the recorded evidence grade, with the work that backs it.

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